Amy S. Perrin

FIFTH THIRD WEALTH ADVISORS LLC

Springfield, IL 62704

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CRD#: 3012638

Professional summary

Amy Segatto Perrin, who also goes by Amy Margot Segatto, is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Springfield, Illinois.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Amy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Margot Segatto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

20.67% OWNER OF LAND TRUST INTEREST. ADDRESS IS KURT WILKE TRUSTEE, PO BOX 79, SPRINGFIELD, IL. 62705. THE LAND TRUST IS OWNED BY MY BROTHERS (2) AND MY MOTHER. THE FARM IS WORKING FARM PRODUCING CORN AND SOYBEANS. I DO NOT DEVOTE ANYTIME OR HAVE AN POSITION IN ITS OPERATION. IT IS NOT INVESTMENT RELATED. IT HAS BEEN IN OUR FAMILY FOR MANY YEARS. I RECEIVED MY FIRST OWNERSHIP INTEREST WHEN MY FATHER DIED IN 1992. I HAVE NO DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Segatto Perrin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

FIFTH THIRD WEALTH ADVISORS LLC

Office #1: 2041 W. Iles Ave Suite A, Springfield, IL 62704

RIA

CRD#: 313015

Springfield, IL

Past

September 18, 2009 - October 13, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

SPRINGFIELD, IL

Past

May 4, 1998 - October 13, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA

Registered Investment Advisory firm - (8/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/24/2023)

IAR

Ohio
(6/26/2023)

IAR

Texas
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/1/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/11/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/14/2010

General Securities Sales Supervisor - Options Module Examination

Current Firm

FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA

Registered Investment Advisory firm - (8/17/2021 Approved)

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Contact information

Main Address

38 Fountain Square Plaza, Cincinnati, OH 45263

Mailing Address

Phone number

(513) 534-7452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTWA ADV PART 2 A BROCHURE SEPTEMBER 2025 (9/29/2025)

Regulatory assets under management

Total Number of Accounts	1,333
AUM (Assets Under Management)	$ 6,079,418,273

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
01/24/2025	Cover Page	Report
10/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy S. Perrin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Segatto Perrin's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

FIFTH THIRD WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2023

Series 63

Date: 10/1/2009

SIE

Date: 10/13/2014

Series 7

Date: 9/17/2009

Series 6

Date: 5/1/1998

Series 10

Date: 2/11/2010

Series 9

Date: 1/14/2010

Current Firm

FIFTH THIRD WEALTH ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIFTH THIRD WEALTH ADVISORS LLC

TRUST BUT VERIFY

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