Leonard E. Moulin

IGNITE PLANNERS LLC

San Clemente, CA 92672

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CRD#: 3012350

Professional summary

Leonard Emil Moulin III, CFA is a registered financial advisor currently at IGNITE PLANNERS LLC located in San Clemente, California and STONEX SECURITIES INC. located in San Clemente, California.

Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Leonard has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Consulting Services 48 Via Cantama, San Clemente, CA 92673 Excel Modeling, Corporate Finance Non-investment related Owner Provide Financial modeling & corporate strategy to consulting clients 2008 80 hours spent per month and 4 hours during market hours 2) SB Wealth 109 E Escalones San Clemente, CA 92672 Nature of Business: Meet with clients, review goals and objectives to develop an investment strategy and asset allocation, implement the agreed strategy, execute trades, monitor portfolio, run reports to track results, process paperwork. Investment Related: Yes Title: Financial Advisor Duties: day to day duties include market research, portfolio management, trading, client communication via phone and email Start Date: 08/01/2008 Hours Devoted to Business: 160 Hours Devoted to Business during Market Hours: 160

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Emil Moulin III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 21, 2022 - Present

IGNITE PLANNERS LLC

Office #1: 109 E. Escalones, San Clemente, CA 92672

RIA

CRD#: 289797

San Clemente, CA

Current

April 3, 2019 - Present

STONEX SECURITIES INC.

Office #1: 109 E Escalones, San Clemente, CA 92672

CRD#: 18456

San Clemente, CA

Past

January 24, 2019 - November 28, 2022

SB WEALTH

RIA

CRD#: 108126

San Clemente, CA

Past

November 1, 2017 - April 4, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN CLEMENTE, CA

Past

November 1, 2017 - April 4, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN CLEMENTE, CA

Past

February 13, 2008 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

MISSION VIEJO, CA

Past

November 19, 2007 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

MISSION VIEJO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IGNITE PLANNERS LLC

CRD#: 289797 / SEC#: 801-112029

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/3/2019)

IAR

California
(11/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IGNITE PLANNERS LLC

CRD#: 289797 / SEC#: 801-112029

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

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Contact information

Main Address

109 E. Escalones, San Clemente, CA 92672

Mailing Address

Phone number

(619) 504-1907

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	3,892
AUM (Assets Under Management)	$ 941,775,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard E. Moulin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Emil Moulin III's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

SB WEALTH

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

Primary Firm SEC Registration

IGNITE PLANNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2007

FINRA

Current Firm

IGNITE PLANNERS LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IGNITE PLANNERS LLC

TRUST BUT VERIFY

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