Alan Jardeleza
Professional summary
Alan Jardeleza, who also goes by Alan R Jardeleza, Alan Roger Jardeleza, Alan Jardeleza, is a registered financial advisor currently at LYONS WEALTH MANAGEMENT located in Winter Park, Florida.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Alan has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Jardeleza's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2019 - Present
LYONS WEALTH MANAGEMENT
Office #1: 280 W. Canton Ave Ste 430, Winter Park, FL 32789February 1, 2020 - February 3, 2021
FNEX CAPITAL, LLC
June 12, 2019 - December 31, 2020
LYONS WEALTH MANAGEMENT
March 6, 2012 - December 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2012 - December 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 2005 - January 20, 2012
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
January 12, 2001 - January 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 12, 2001 - January 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 16, 1998 - January 18, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
LYONS WEALTH MANAGEMENT
CRD#: 150581 / SEC#: 801-70437
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/12/2019)
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
LYONS WEALTH MANAGEMENT
CRD#: 150581 / SEC#: 801-70437
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 127,037,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
LYONS WEALTH MANAGEMENT
CRD#: 150581Winter Park, FL 32789TRUST BUT VERIFY
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