Joseph A. Martino
Professional summary
Joseph Andrew Martino, who also goes by Joe Martino Jr, Joe Martino, Joseph A Martino Jr, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Andrew Martino's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663June 28, 2013 - January 9, 2014
MORGAN STANLEY
February 28, 2013 - May 22, 2013
HORNOR, TOWNSEND & KENT, LLC
October 20, 2006 - December 7, 2011
ALLSTATE FINANCIAL SERVICES, LLC
February 17, 2004 - May 19, 2004
UBS FINANCIAL SERVICES INC.
October 17, 2002 - April 14, 2003
TD AMERITRADE CLEARING, INC.
September 5, 2001 - November 19, 2002
ICAPITAL MARKETS LLC
September 5, 2001 - November 22, 2002
ICLEARING LLC
June 30, 2001 - October 30, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 22, 2001 - June 30, 2001
ICAPITAL MARKETS LLC
April 25, 2000 - January 2, 2001
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 29, 1998 - March 7, 2000
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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