Michael J. Riolo
Professional summary
Michael J. Riolo, who also goes by Michael Joseph Riolo III, Michael Riolo, is a registered financial advisor currently at MOUNTAIN VISTA WEALTH MANAGEMENT located in Mount Kisco, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael J. Riolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2019 - Present
MOUNTAIN VISTA WEALTH MANAGEMENT
Office #1: 118 N Bedford Rd. Suite 100, Mount Kisco, NY 10549September 14, 2018 - December 31, 2018
MOUNTAIN VISTA WEALTH MANAGEMENT
June 23, 2015 - September 11, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 18, 2015 - September 11, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 9, 2014 - March 19, 2015
CADARET, GRANT & CO., INC.
June 9, 2014 - March 19, 2015
CADARET, GRANT & CO., INC.
February 5, 2011 - July 11, 2012
MORGAN STANLEY
January 10, 2011 - July 11, 2012
MORGAN STANLEY
May 10, 2006 - November 3, 2006
CHASE INVESTMENT SERVICES CORP.
October 24, 2000 - May 16, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2019)
(1/9/2019)
(10/5/2021)
Exams
Current Firm
MOUNTAIN VISTA WEALTH MANAGEMENT
CRD#: 290456 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 38,907,153 |
Red Flags
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