Gian D. Bernardi
Professional summary
Gian Daniel Bernardi, AIF®, who also goes by Gian Bernardi, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Gian is registered as a RR (Registered Representative) and started their career in finance in 1998. Gian has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gian Daniel Bernardi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2026 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102July 1, 2019 - April 1, 2026
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
January 15, 2016 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
March 31, 2015 - January 7, 2016
PARK AVENUE SECURITIES LLC
August 6, 2009 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
April 23, 2007 - July 15, 2009
STANCORP INVESTMENT ADVISERS, INC.
February 28, 2007 - July 15, 2009
STANCORP EQUITIES, INC.
August 30, 2006 - February 26, 2007
MML INVESTORS SERVICES, LLC
January 26, 2005 - August 30, 2006
MML DISTRIBUTORS, LLC
October 16, 2002 - November 10, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 2, 1998 - July 21, 2000
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2026)
(4/30/2026)
(4/16/2026)
(5/5/2026)
(4/28/2026)
(5/1/2026)
(4/29/2026)
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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