AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JD

Jennifer M. Dorfman

DAWSON JAMES ASSET MANAGEMENT
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 3009328
JD

Professional summary

Jennifer M Dorfman, who also goes by Jennifer M Dorfman, Jennifer Michelle Dorfman, Jen Kowitt, Jennifer Michelle Kowitt, Jennifer Kowitt, is a registered financial advisor currently at DAWSON JAMES ASSET MANAGEMENT, INC. located in Boca Raton, Florida and DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jennifer has worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer M Dorfman | Jennifer Michelle Dorfman | Jen Kowitt | Jennifer Michelle Kowitt | Jennifer Kowitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer M Dorfman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2025 - Present

DAWSON JAMES ASSET MANAGEMENT, INC.

Office #1: 101 N. Federal Hwy Suite 600, Boca Raton, FL 33432
RIA
CRD#: 135259
Boca Raton, FL
Current

May 9, 2025 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432
BD
CRD#: 130645
Boca Raton, FL
Past

May 15, 2024 - May 9, 2025

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
Fort Lauderdale, FL
Past

May 13, 2024 - May 9, 2025

KOVACK SECURITIES INC.

BD
CRD#: 44848
Boca Raton, FL
Past

June 2, 2023 - May 10, 2024

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
FT LAUDERDALE, FL
Past

May 31, 2023 - May 10, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FT LAUDERDALE, FL
Past

April 30, 2019 - March 15, 2023

NFSG CORPORATION

RIA
CRD#: 130814
BOCA RATON, FL
Past

April 15, 2019 - March 15, 2023

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

August 26, 2015 - April 12, 2019

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

November 21, 2014 - August 26, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Ft Lauderdale, FL
Past

November 20, 2014 - August 26, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Ft Lauderdale, FL
Past

May 17, 2012 - April 16, 2019

FUSION ANALYTICS INVESTMENT PARTNERS LLC

RIA
CRD#: 139321
CORAL SPRINGS, FL
Past

May 2, 2012 - November 6, 2014

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

June 29, 2009 - August 29, 2013

ASSET & FINANCIAL PLANNING, LTD

RIA
CRD#: 110709
CORAL SPRINGS, FL
Past

June 5, 2009 - August 12, 2013

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
CORAL SPRINGS, FL
Past

December 16, 2008 - June 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PLANTATION, FL
Past

September 3, 2008 - June 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PLANTATION, FL
Past

October 21, 1998 - August 9, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/9/2025)
IAR
Florida
(8/28/2025)
RR
New York
(5/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/22/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 4/2/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

DJ
DAWSON JAMES ASSET MANAGEMENT, INC.
DAWSON JAMES ASSET MANAGEMENT, INC. | JS CAPITAL ADVISERS

CRD#: 135259 / SEC#:

California
Registered Investment Advisory firm - (3/22/2006 Approved)
Florida
Registered Investment Advisory firm - (9/28/2005 Approved)
Illinois
Registered Investment Advisory firm - (1/4/2010 Approved)
Maryland
Registered Investment Advisory firm - (5/6/2009 Approved)
New York
Registered Investment Advisory firm - (9/20/2010 Approved)
Texas
Registered Investment Advisory firm - (3/22/2006 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
101 N. Federal Hwy Suite 600, Boca Raton, FL 33432
Mailing Address
Phone number
(561) 391-5555
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAWSON JAMES ASSET MANAGEMENT, INC.

CRD#: 135259Boca Raton, FL 33432

TRUST BUT VERIFY

Monitor Jennifer Dorfman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
JF
John FrickerAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Ft. Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.