CT
Charles H. Trotter
BFC PLANNING
ATCHISON, KS 66002
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CRD#: 3009155
CT
Professional summary
Charles Hilarie Trotter is a registered financial advisor currently at BFC PLANNING, INC. located in Atchison, Kansas and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Atchison, Kansas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CAUDLE FINANCIAL GROUP-Y-ATCHISON, KS-INVESTMENTS-FINANCIAL ADVISOR-03/2008-120-6-SELLING STOCKS, BONDS, REIT'S & OIL AND GAS PRODUCTS 2.CHARLES TROTTER INSURANCE-N-ATCHISON, KS-INSURANCE SALES-PROPRIETOR-03/2008-30-5-SELLING LIFE INSURANCE & LONG TERM CARE. 3. TROTTER'S ON THE RIVER- N- ATCHISON, KS- RESTAURANT- OWNER- 07/2022- 100- 24- RESTAURANT OWNER WITH SOME FINACIAL MANAGEMENT DUTIES. 4. RIVERWALK LLC- N- ATCHISON, KS- COMMERCIAL PROPERTY- PART OWNER- 1 -0- OPERATIONAL RESPONSIBILITIES LIKE MANAGING THE CHECKING ACCOUNT FOR THE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Hilarie Trotter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2013 - Present
BFC PLANNING, INC.
Office #1: 107 N 6th St Suite 1, Atchison, KS 66002RIA
CRD#: 119682
ATCHISON, KS
Current
April 4, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 107 N 6th St Suite 1, Atchison, KS 66002RIA
BD
CRD#: 13609
ATCHISON, KS
Past
April 4, 2008 - December 10, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
CEDAR RAPIDS, IA
Past
July 6, 1998 - December 31, 2007
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
June 16, 1998 - January 30, 2008
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2021)
RR
Arkansas(3/29/2023)
RR
Colorado(8/2/2022)
RR
Kansas(4/4/2008)
IAR
Kansas(12/10/2013)
RR
Missouri(4/4/2008)
RR
Nebraska(6/20/2018)
RR
Oklahoma(4/4/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
