AJ
Angelo James
STATE FARM INVESTMENT MANAGEMENT
Sioux City, IA 51105-1246
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CRD#: 3009106
AJ
Professional summary
Angelo James, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Sioux City, Iowa and STATE FARM VP MANAGEMENT CORP. located in Sioux City, Iowa.
Angelo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Angelo has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sanford Center, non-investment-related, 1700 Genece ST Sioux City IA 51104, Board Member, 09-15-2015, 2hr/mo., 0hr/mo., the non- profit assists at risk kids by providing after school activities and developing programs that will positively affect their lives. The majority of the funds raised are through government grants. Once a year there is a program held which asks for community support. My involvement in this fundraising event is limited to attendance and board approval various activities. 2) Lincoln Way Apartments, LLC; Investment-Related; 4351-63 Lincoln Way, Sioux City, IA 51106; LLC Apartment Rentals; Partner; 4/1/2018; Silent Partner; 0 HR/MO for both. 3) Sergeant Associates, LLC; Investment-Related; 4273-90 Sergeant Rd., Sioux City, IA 51106; Partner; 2/13/2019; LLC will be formed, and I will be a 17% partner of LLC that rents space for business operations.; Silent Partner - No Duties; 1 HR/MO & 0 HR/MO. 4) Missouri Rivers Historical Development; non-investment-related; 900 LARSON Rd, Sioux City, IA 51103; Public Service; 9/1/2020; 1; 0; none. 5) City Centre LLC; Investment-related; 701 Pierce St, Sioux City, IA 51101; Investment or commercial property; partner; 10/30/2020; 0; 0; silent partner. 6) Transit Plaza LLC; Investment-related; 2300-2520 Transit Ave, Sioux City, IA 51106; Investment or Commercial Property; partner 5/28/2021; 0; 0; none. 7) Unity Health St. Luke's, non-investment-related; 2720 Stone Park Blvd Sioux City, IA 51104; Association; Board Member; No title; 01/01/2022; 1; 0; No Duties 8) Angelo James's Insurance Agency; Insurance Agency; Investment-related; 1524 Pierce St Sioux City, IA 51105-1246; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/1993; 80; 80; Service customers and supervise employees 9) May-Lin Associates LLC; investment-related; 701 Pierce St Sioux City IA 51101; investment or commercial property; partner; partner; 12/01/2022; 1; 1; no duties, Mall and Office Buildings
CRS (Client Relationship Summary) - RIA
Click below to view Angelo James's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 16, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1524 Pierce St, Sioux City, IA 51105-1246RIA
CRD#: 3487
Sioux City, IA
Current
March 24, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1524 Pierce St, Sioux City, IA 51105-1246BD
CRD#: 43036
Sioux City, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(4/15/1999)
IAR
Iowa(8/16/2018)
RR
Nebraska(1/9/2001)
IAR
Nebraska(5/14/2019)
RR
South Dakota(6/2/1998)
IAR
South Dakota(5/14/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Sioux City, IA 51105-1246TRUST BUT VERIFY
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