RF
Richard A. Fernandez
T. ROWE PRICE ADVISORY SERVICES
Owings Mills, MD 21117
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CRD#: 3009018
RF
Professional summary
Richard Alan Fernandez is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 51 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alan Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2023 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117RIA
CRD#: 108958
Owings Mills, MD
Current
January 4, 2000 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117BD
CRD#: 8348
Owings Mills, MD
Past
February 26, 2019 - October 4, 2023
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
OWINGS MILLS, MD
Past
December 12, 2016 - March 6, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
OWINGS MILLS, MD
Past
March 27, 2006 - February 3, 2015
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
OWINGS MILLS, MD
Past
February 20, 1998 - September 30, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 20, 1998 - September 30, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2015)
RR
Alaska(7/17/2015)
RR
Arizona(7/17/2015)
RR
Arkansas(7/17/2015)
RR
California(6/19/2000)
RR
Colorado(7/17/2015)
RR
Connecticut(7/17/2015)
RR
Delaware(7/17/2015)
RR
District of Columbia(7/17/2015)
RR
Florida(7/17/2015)
RR
Georgia(7/17/2015)
RR
Hawaii(7/17/2015)
RR
Idaho(7/17/2015)
RR
Illinois(7/17/2015)
RR
Indiana(7/17/2015)
RR
Iowa(7/17/2015)
RR
Kansas(7/17/2015)
RR
Kentucky(7/17/2015)
RR
Louisiana(7/17/2015)
RR
Maine(7/17/2015)
RR
Maryland(6/19/2000)
IAR
Maryland(10/5/2023)
RR
Massachusetts(7/17/2015)
RR
Michigan(7/17/2015)
RR
Minnesota(7/17/2015)
RR
Mississippi(7/17/2015)
RR
Missouri(7/17/2015)
RR
Montana(7/17/2015)
RR
Nebraska(7/17/2015)
RR
Nevada(7/17/2015)
RR
New Hampshire(7/17/2015)
RR
New Jersey(7/17/2015)
RR
New Mexico(7/17/2015)
RR
New York(7/17/2015)
RR
North Carolina(7/21/2015)
RR
North Dakota(7/17/2015)
RR
Ohio(7/17/2015)
RR
Oklahoma(7/17/2015)
RR
Oregon(7/17/2015)
RR
Pennsylvania(7/17/2015)
RR
Puerto Rico(7/17/2015)
RR
Rhode Island(7/17/2015)
RR
South Carolina(7/17/2015)
RR
South Dakota(7/17/2015)
RR
Tennessee(7/17/2015)
RR
Texas(7/17/2015)
RR
Utah(7/17/2015)
RR
Vermont(7/17/2015)
RR
Virgin Islands(7/17/2015)
RR
Virginia(7/17/2015)
RR
Washington(7/17/2015)
RR
West Virginia(7/17/2015)
RR
Wisconsin(7/17/2015)
RR
Wyoming(7/17/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
