Sandra I. Baranowski
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Manchester, CT 06040
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CRD#: 3008899
Professional summary
Sandra Irene Baranowski, CFP®, who also goes by Sandra Irene Schack, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Manchester, Connecticut and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Manchester, Connecticut.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sandra has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Irene Schack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) POA FOR ESTATE OF FRANCES E. A~'NIR'~243 EAST CENTER ST.~~MANCHESTER~CT~06040~ACCOUNTING/BOOKKEEPING (NO TAX PREPARATION)~OTHER~9/2009~5HRS~5HRS~DEAL W/FINANCIAL AFFAIRS & ADMINSITER, MANAGE, PROTECT & DISPOSE OF REAL AND PERSONAL PROPERTY. 2) SANDRA S BARANOWSKI~'NIR'~243 EAST CENTER STREET~~MANCHESTER~CT~06040~TAX PREPARATION/ACCOUNTING~TAX PREPARATION/ACCOUNTING~1/1999~INTERVIEW CLIENTS, GATHER DATA, PREPARE TAX RETURNS. DEVOTES 25 HR/MO- 20 HR/TRADING. 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 4) SANDRA S. BARANOWSKI~'NIR'~243 EAST CENTER STREET~~MANCHESTER~CT~06040. BEGAN 9/2012 AS OWNER~PROVIDE NOTARY PUBLIC SERVICES.DEVOTES 4HR/YR-4 HR/TRADING. 5) SANDRA S. BARANOWSKI, CFP~'NIR'~243 EAST CENTER STREET~~MANCHESTER~CT~06040~INVESTMENT/FINANCIAL PLANNING SEMINARS ($)~TEACHER/PROFESSOR/TRAINER~9/2012~2HRS~2HRS~PROVIDE EDUCATIONAL SEMINARS TO ADULT LEARNERS THROUGH THE ADULT EDUCATION PROGRAM. 6) SANDRA S. BARANOWSKI, CFP, 243 EAST CENTER STREET, MANCHESTER,CT,06040. BEGAN 9/2009 AS POWER OF ATTORNEY AND TRUSTEE.APPOINTED BY THE PROBATE COURT TO BE TRUSTEE FOR A TRUST AND AGREED TO BE POWER OF ATTORNEY FOR EXECUTOR OF ESTATE DEALING WITH THE SAME BENEFICIARY AS THE TRUST. DEVOTES 10 HR/MO- 10 HR/TRADING. 7) THE JEFFERS TRUST, 1091 MAIN STREET, MANCHESTER, CT 06040. BEGAN 12/10/2013 AS TRUSTEE. INVESTMENT RELATED. DEVOTES 2 HOURS/MONTH, NONE DURING TRADING. 8) Girl scout troop 10642, 40 pitkin st, manchester, ct, 9/2015 as troop leader. nir - 1 hr/wk - 0/trading. 9) Boy scouts troop 27, 41 park st, manchester, ct, 9/2015 as committee member. nir - 1 hr/wk - 0/trading. 10) CONCORDIA LUTHERAN CHURCH NURSERY SCHOOL, 40 PITKIN ST, MANCHESTER, CT, 1/2018 AS NURSERY SCHOOL BOARD MEMBER. NIR - 15/YR - 0/TRADING. 11) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 12) FRIENDS OF TROOP 27 INC, 41 PARK ST, MANCHESTER, CT, 11/2018. VICE PRESIDENT. NIR-1/MO-0/TRADING. 13) SCHOENROCK BARANOWSKI FINANCIAL GROUP LLC, 935 MAIN ST, B4 LEVEL G REAR COURTYARD, MANCHESTER, CT, 09/2019. PARTNER/MEMBER, DEVELOP MARKETING. INV REL-10/MO-5/TRADING. 14) SANDRA S. BARANOWSKI, 40 Pitkin Street, Manchester CT 06040, United States, 11/09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Irene Baranowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
November 29, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 935 Main St. Level F Suite C2, Manchester, CT 06040RIA
CRD#: 134139
Manchester, CT
Current
November 29, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 935 Main St. Level F Suite C2, Manchester, CT 06040BD
CRD#: 39543
Manchester, CT
Past
January 21, 2005 - December 3, 2012
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MANCHESTER, CT
Past
May 27, 1998 - December 3, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MANCHESTER, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/6/2021)
RR
California(9/4/2020)
RR
Colorado(8/3/2021)
RR
Connecticut(11/29/2012)
IAR
Connecticut(11/29/2012)
RR
Delaware(10/6/2022)
RR
Florida(11/29/2012)
RR
Kentucky(1/2/2014)
RR
Maine(1/2/2014)
RR
Maryland(1/2/2025)
RR
Massachusetts(7/26/2013)
RR
Minnesota(10/6/2021)
RR
Nevada(6/2/2021)
RR
New Hampshire(1/2/2014)
RR
New Jersey(1/3/2023)
RR
New York(1/2/2020)
RR
North Carolina(11/15/2013)
RR
Rhode Island(1/2/2014)
RR
South Carolina(10/6/2021)
RR
Texas(1/2/2014)
IAR
Texas(1/3/2017)
RR
Vermont(1/3/2022)
RR
Virginia(1/2/2025)
RR
West Virginia(10/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
