Lewis H. Foreman
Professional summary
Lewis Hull Foreman, who also goes by Lewis H Foreman, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Bristol, Tennessee.
Lewis is registered as a RR (Registered Representative) and started their career in finance in 1998. Lewis has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lewis Hull Foreman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2016 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1 Bank Street Suite 2001, Bristol, TN 37620October 23, 2003 - December 18, 2016
OSAIC FS, INC.
December 20, 2001 - January 2, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
December 20, 2001 - October 13, 2003
ALLEGHENY INVESTMENTS, LTD.
December 6, 1999 - December 20, 2001
RICHARD B. VANCE & COMPANY
March 23, 1998 - December 15, 1999
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2020)
(11/21/2016)
(1/9/2017)
(6/1/2021)
(11/21/2016)
(11/21/2016)
(11/21/2016)
(11/21/2016)
(2/3/2017)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Bristol, TN 37620TRUST BUT VERIFY
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