Michael D. Joseph
Professional summary
Michael Daniel Joseph, who also goes by Michael Daniel Joseph, is a registered financial professional currently at HRT FINANCIAL LP located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Daniel Joseph's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2025 - Present
HRT FINANCIAL LP
Office #1: 3 World Trade Center 175 Greenwich Street 76th Floor, New York, NY, 10007December 2, 2021 - May 23, 2022
OPAL SECURITIES, INC.
July 11, 2014 - November 18, 2021
OPAL SECURITIES, INC.
December 21, 2010 - June 27, 2014
OPAL SECURITIES, INC.
September 4, 2009 - February 17, 2026
HAP TRADING, LLC
May 26, 1998 - July 27, 1999
PERSHING LLC
March 11, 1998 - June 2, 1998
FIRST CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/11/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HRT FINANCIAL LP
CRD#: 152144 / SEC#: , 8-68430
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUDSON RIVER TRADING LLC | LIMITED PARTNER | |
| ALCALA, MIKAELA | AML COMPLIANCE OFFICER | 7523021 |
| BLOCK, NACHSHON M | CHIEF FINANCIAL OFFICER | 7192815 |
| CARROLL, JASON EASTWICK | MANAGING MEMBER | 5173598 |
| HRT GP LLC | GENERAL PARTNER | |
| JUSTINI, PETER THOMAS | FINOP | 2097898 |
| KLOIN, SCOTT | CHIEF COMPLIANCE OFFICER | 4971326 |
| NUNES, ADAM SETH | CHIEF EXECUTIVE OFFICER | 5246806 |
| O'DONNELL, PAUL ANTHONY | CHIEF OPERATING OFFICER | 4493148 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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