Michael Liam Gerrard
Professional Summary
Michael Liam Gerrard is a registered financial advisor currently at BROADSPAN SECURITIES LLC located in Miami, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
BROADSPAN CAPITAL LLC | BROADSPAN SECURITIES LLC | BROADSPAN CAPITAL LTD.
Contact Information
Main Address
1441 Brickell Avenue Suite 1550, Miami, FL 33131Mailing Address
1441 Brickell Avenue Suite 1550, Miami, FL 33131Phone Number
(305) 424-3400Established
Delaware since 07/30/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(3/19/2002)
(4/5/2002)
(4/29/2002)
(2/13/2002)
(6/17/2002)
(4/16/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2001About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Liam Gerrard's CRS (Customer Relationship Summary).
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