Michael E. Sullivan
Professional summary
Michael E Sullivan, who also goes by Michael Edward Sullivan, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael E Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2024 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: 4525 Painters Mill Road Four Financial Center, Owings Mills, MD 21117June 12, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117February 8, 2023 - March 22, 2023
KEEL POINT, LLC
February 8, 2023 - March 22, 2023
KEEL POINT CAPITAL, LLC
March 19, 2010 - October 19, 2022
MORGAN STANLEY
March 19, 2010 - October 19, 2022
MORGAN STANLEY
October 23, 2009 - March 25, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 25, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 4, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 6, 2004 - July 11, 2005
VALIC FINANCIAL ADVISORS, INC.
August 6, 2004 - July 11, 2005
VALIC FINANCIAL ADVISORS, INC.
June 17, 2003 - August 25, 2004
T. ROWE PRICE ADVISORY SERVICES, INC.
June 17, 2003 - August 25, 2004
T. ROWE PRICE INVESTMENT SERVICES, INC.
October 30, 2002 - June 2, 2003
FERRIS, BAKER WATTS, LLC
December 21, 2001 - June 2, 2003
FERRIS, BAKER WATTS, LLC
March 4, 1998 - October 1, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(9/3/2024)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
