Fritz G. Vilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fritz Gerald Vilton, who also goes by Fritz G VIlton, Fritz Gerald Vilton, Fritz-gerald Vilton, was a registered financial professional .
Fritz is a previously registered financial professional and started their career in finance in 1998. Fritz had worked at 18 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2022 - July 1, 2025
ALLSTATE FINANCIAL SERVICES, LLC
November 9, 2022 - July 1, 2025
ALLSTATE FINANCIAL ADVISORS, LLC
July 28, 2020 - February 24, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 29, 2020 - February 24, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 13, 2017 - August 17, 2017
NYLIFE SECURITIES LLC
July 29, 2015 - December 31, 2015
EQUITY SERVICES, INC.
October 2, 2014 - December 23, 2014
EQUITY SERVICES, INC.
February 28, 2013 - August 7, 2014
HORNOR, TOWNSEND & KENT, LLC
August 27, 2009 - March 14, 2011
CONDATA FINANCIAL
June 22, 2006 - July 15, 2009
EQUITABLE ADVISORS, LLC
March 31, 2006 - June 14, 2006
J.H. DARBIE & CO., INC.
February 3, 2006 - March 13, 2006
CITICORP INVESTMENT SERVICES
December 17, 2004 - March 1, 2005
J.P. TURNER & COMPANY, L.L.C.
April 26, 2004 - September 22, 2004
J.P. TURNER & COMPANY, L.L.C.
September 21, 2000 - May 15, 2001
NEBRASKA HUDSON COMPANY, INC.
October 28, 1999 - November 2, 1999
JOSEPH GUNNAR & CO. LLC
August 19, 1999 - November 17, 1999
TARPON SCURRY INVESTMENTS, INC.
April 21, 1999 - May 25, 2000
DALTON KENT SECURITIES GROUP, INC.
January 4, 1999 - March 19, 1999
JWGENESIS FINANCIAL GROUP, INC
December 10, 1998 - January 4, 1999
CHATFIELD DEAN & CO., INC.
April 1, 1998 - December 17, 1998
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/29/2020
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
