CS
Charles E. Scarbrough
CETERA INVESTMENT ADVISERS LLC
DERIDDER, LA 70634
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CRD#: 3007602
CS
Professional summary
Charles Edward Scarbrough, who also goes by Butch Scarbrough, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Deridder, Louisiana and CETERA WEALTH SERVICES, LLC located in Deridder, Louisiana.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Butch Scarbrough
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CERL Developers LLC~'NIR'~113 N Washington Ave~DeRidder~LA~70634~Real Estate/Mortgage/Title Services/Appraisal~Partner/General Partner~7/24/2006~5hrs~1hrs~Sell and manage subdivision 2) CHARLES E. SCARBROUGH CPA, A Professional Corparat~'NIR'~113 N Washington Ave~DeRidder~LA~70634~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/1975~120hrs~120hrs~Owner 3) Fiduciary Appointment-Executor~'NIR'~109 N Washington St~DeRidder~LA~70634~8/6/2020~10hrs~10hrs~Consulting with attorney to prepare descriptive list and distribute assets. 4) WILLOW CHUTE FINANCIAL POSITION: Owner/Financial Advisor NATURE: Financial planning for individuals and small business. Services include investment management and financial planning. Separately offering financial coaching services for fee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2024 ADDRESS: 109 N Washington Ave, DeRidder LA 70634, United States DESCRIPTION: Financial planning for individuals and small business. Services include investment management and financial planning. Responsible for business development ad client acquisition, service of client accounts, and compliance. Additional offering financial coaching services for fee for help with budget creation paying down debt, first time home affordability, etc. 5) Estate of Gerald Libersat; Executor; I have been appointed Executor of this Estate. I was appointed in December of 2019, but there has been no activity until applying for a Federal ID number today.; NIR; 10; 08/06/2020; 109 N Washington St DeRidder LA 70634; Consulting with attorney to prepare descriptive list and distribute assets. 6) Estate of Gerald Libersat (1); Executor; ~; I have been appointed Executor of this Estate. I was appointed in December of 2019, but there has been no activity until applying for a Federal ID number today.; NIR; 10; ; 109 N Washington St DeRidder LA 70634; ~; Consulting with attorney to prepare descriptive list and distribute assets.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Scarbrough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 112 Shirley Street, Deridder, LA 70634RIA
CRD#: 105644
DERIDDER, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 109 N. Washington Ave, Deridder, LA 70634BD
CRD#: 13572
DERIDDER, LA
Past
June 7, 2002 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DERIDDER, LA
Past
March 9, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DERIDDER, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
