Hector E. Pagan

T. ROWE PRICE ADVISORY SERVICES

Wesley Chapel, FL

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CRD#: 3007174

Professional summary

Hector E Pagan, who also goes by Hector Enrique Pagan, Hector Pagan, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Wesley Chapel, Florida and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Hector is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Hector has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hector Enrique Pagan | Hector Pagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business : Rental Real Estate Address: Tampa, FL Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related:No Start Date: 10/07/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Rental Real Estate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hector E Pagan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Wesley Chapel, FL

Current

August 10, 2021 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

January 13, 2020 - July 12, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

January 10, 2020 - July 12, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

October 17, 2019 - December 31, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

October 11, 2019 - December 31, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST PETERSBURG, FL

Past

January 29, 2019 - October 16, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Tampa, FL

Past

January 15, 2019 - August 2, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TAMPA, FL

Past

June 5, 2006 - January 10, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

TAMPA, FL

Past

April 9, 1998 - January 10, 2019

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/18/2021)

Alaska
(8/18/2021)

Arizona
(8/18/2021)

Arkansas
(8/18/2021)

California
(8/18/2021)

Colorado
(8/10/2021)

Connecticut
(8/18/2021)

Delaware
(8/18/2021)

District of Columbia
(8/18/2021)

Florida
(8/10/2021)

IAR

Florida
(10/21/2021)

Georgia
(8/18/2021)

Hawaii
(8/18/2021)

Idaho
(8/18/2021)

Illinois
(8/18/2021)

Indiana
(8/18/2021)

Iowa
(8/18/2021)

Kansas
(8/18/2021)

Kentucky
(8/18/2021)

Louisiana
(8/18/2021)

Maine
(8/18/2021)

Maryland
(8/18/2021)

IAR

Maryland
(7/24/2023)

Massachusetts
(8/18/2021)

Michigan
(8/18/2021)

Minnesota
(8/18/2021)

Mississippi
(8/18/2021)

Missouri
(8/18/2021)

Montana
(8/18/2021)

Nebraska
(8/18/2021)

Nevada
(8/18/2021)

New Hampshire
(8/18/2021)

New Jersey
(8/18/2021)

New Mexico
(8/18/2021)

New York
(8/18/2021)

North Carolina
(8/18/2021)

North Dakota
(8/18/2021)

Ohio
(8/19/2021)

Oklahoma
(8/18/2021)

Oregon
(8/18/2021)

Pennsylvania
(8/18/2021)

Puerto Rico
(8/18/2021)

Rhode Island
(8/18/2021)

South Carolina
(8/18/2021)

South Dakota
(8/18/2021)

Tennessee
(8/18/2021)

Texas
(8/18/2021)

Utah
(8/18/2021)

Vermont
(8/18/2021)

Virgin Islands
(8/18/2021)

Virginia
(8/18/2021)

Washington
(8/18/2021)

West Virginia
(8/18/2021)

Wisconsin
(8/18/2021)

Wyoming
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/7/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/21/2015

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hector E. Pagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hector E Pagan's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2005

Series 63

Date: 3/16/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2000

Series 6

Date: 4/7/1998

Series 4

Date: 12/21/2015

Series 24

Date: 11/17/2014

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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