Michael J. Goltl
Professional summary
Michael John Goltl, who also goes by Michael John Goltz, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Goltl's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2024 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251May 6, 2024 - October 4, 2024
FUTU CLEARING INC
November 12, 2020 - January 9, 2024
CHARLES SCHWAB & CO., INC.
September 19, 2017 - September 10, 2018
SCOTTRADE, INC.
August 19, 2008 - November 14, 2012
TD AMERITRADE, INC.
November 24, 2004 - January 9, 2024
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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