Clayton N. Fisher

FAS WEALTH PARTNERS

Leawood, KS 66224

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CRD#: 3006448

Professional summary

Clayton Norman Fisher, who also goes by Clay Norman Fisher, is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Clayton has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Norman Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- FINANCIAL ADVISORY SERVICE, INC. (FAS), AN SEC REGISTERED INVESTMENT ADVISER, IS A FEE-BASED FINANCIAL PLANNING AND INVESTMENT MANAGEMENT FIRM FOR CLIENTS LOCALLY AND NATIONWIDE. FAS HAS COMMON OWNERSHIP OF ITS AFFILIATED BROKER/DEALER, FAS CORP. FAS CLIENTS INCLUDE CORPORATE EXECUTIVES, BUSINESS OWNERS, PROFESSIONALS, TRUSTS, RETIREES AND QUALIFIED PLAN ACCOUNTS. POSITION-IAR; 4747 W 135 STREET, SUITE 100, LEAWOOD, KS 66224; FAS IS INVESTMENT RELATED;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Norman Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2020 - Present

FAS WEALTH PARTNERS, INC.

Office #1: 4747 W 135 Street Suite 100, Leawood, KS 66224

RIA

CRD#: 109796

Leawood, KS

Past

February 19, 2020 - December 31, 2023

FAS CORP.

CRD#: 43536

LEAWOOD, KS

Past

December 20, 2019 - January 22, 2020

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

OVERLAND PARK, KS

Past

April 10, 2013 - January 22, 2020

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

OVERLAND PARK, KS

Past

July 28, 2000 - April 26, 2013

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

September 16, 1998 - July 17, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1998

General Securities Representative Examination

Current Firm

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

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Contact information

Main Address

4747 W 135 Street Suite 100, Leawood, KS 66224

Mailing Address

Phone number

(913) 239-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAS FORM ADV PART 2A BROCHURE 20230331 (10/6/2025)

Regulatory assets under management

Total Number of Accounts	5,010
AUM (Assets Under Management)	$ 3,085,389,748

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
01/31/2024	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clayton N. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Norman Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAS CORP.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

UMB FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FAS WEALTH PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2019

Series 63

Date: 3/17/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1998

Current Firm

FAS WEALTH PARTNERS, INC.

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAS WEALTH PARTNERS, INC.

TRUST BUT VERIFY

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