KO
Kevin P. O'rourke
PGIM QUANTITATIVE SOLUTIONS
NEWARK, NJ 07102
Some features on this profile are disabled
CRD#: 3005821
KO
Professional summary
Kevin Paul O'rourke, who also goes by Kevin Paul Orourke, is a registered financial advisor currently at PGIM QUANTITATIVE SOLUTIONS located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Paul Orourke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Paul O'rourke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2013 - Present
PGIM QUANTITATIVE SOLUTIONS
Office #1: 2 Gateway Center, Newark, NJ 07102RIA
CRD#: 129752
NEWARK, NJ
Current
March 26, 2013 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102BD
CRD#: 18353
Newark, NJ
Past
January 3, 2006 - February 26, 2013
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
BERWYN, PA
Past
December 2, 2004 - December 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
BD
CRD#: 40644
JENKINTOWN, PA
Past
December 1, 2004 - March 26, 2013
TURNER INVESTMENTS, L.P.
RIA
CRD#: 105954
BERWYN, PA
Past
March 20, 2003 - December 1, 2004
TURNER INVESTMENTS, L.P.
RIA
CRD#: 105954
BERWYN, PA
Past
May 17, 2002 - December 1, 2004
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
BD
CRD#: 40644
JENKINTOWN, PA
Past
June 20, 2001 - March 25, 2002
RUTHERFORD, BROWN & CATHERWOOD, LLC
BD
CRD#: 10306
PHILADELPHIA, PA
Past
October 1, 1999 - March 1, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 18, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
RIA
Registered Investment Advisory firm - (1/23/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2013)
RR
Alaska(3/26/2013)
RR
Arizona(3/26/2013)
RR
Arkansas(3/26/2013)
RR
California(3/26/2013)
RR
Colorado(3/26/2013)
RR
Connecticut(3/26/2013)
RR
Delaware(3/26/2013)
RR
District of Columbia(3/26/2013)
RR
Florida(3/26/2013)
RR
Georgia(3/26/2013)
RR
Hawaii(3/26/2013)
RR
Idaho(3/26/2013)
RR
Illinois(3/26/2013)
RR
Indiana(3/26/2013)
RR
Iowa(3/26/2013)
RR
Kansas(3/26/2013)
RR
Kentucky(3/26/2013)
RR
Louisiana(3/26/2013)
RR
Maine(3/26/2013)
RR
Maryland(3/26/2013)
RR
Massachusetts(3/26/2013)
RR
Michigan(3/26/2013)
RR
Minnesota(3/26/2013)
RR
Mississippi(3/26/2013)
RR
Missouri(3/26/2013)
RR
Montana(3/26/2013)
RR
Nebraska(3/26/2013)
RR
Nevada(3/26/2013)
RR
New Hampshire(3/26/2013)
RR
New Jersey(3/26/2013)
RR
New Mexico(3/26/2013)
RR
New York(3/26/2013)
RR
North Carolina(3/26/2013)
RR
North Dakota(3/26/2013)
RR
Ohio(3/26/2013)
RR
Oklahoma(3/26/2013)
RR
Oregon(3/26/2013)
RR
Pennsylvania(3/26/2013)
IAR
Pennsylvania(4/19/2013)
RR
Puerto Rico(3/26/2013)
RR
Rhode Island(3/26/2013)
RR
South Carolina(3/26/2013)
RR
South Dakota(3/26/2013)
RR
Tennessee(3/26/2013)
RR
Texas(3/26/2013)
RR
Utah(3/26/2013)
RR
Vermont(3/26/2013)
RR
Virginia(3/26/2013)
RR
Washington(3/26/2013)
RR
West Virginia(3/26/2013)
RR
Wisconsin(3/26/2013)
RR
Wyoming(3/26/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PQ
PGIM QUANTITATIVE SOLUTIONS
PGIM QUANT | QUANTITATIVE MANAGEMENT ASSOCIATES LLC | QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") | QUANTITATIVE MANAGEMENT ASSOCIATES | QUANTITATIVE MANAGEMENT ("QM") | QUANTITATIVE MANAGEMENT | QMA MANAGED ACCOUNTS | QMA LLC | QMA | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PGIM QUANTITATIVE SOLUTIONS LLC | PGIM QUANTITATIVE SOLUTIONS
CRD#: 129752 / SEC#: 801-62692
RIA
Registered Investment Advisory firm - (1/23/2004 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 367-4653
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 111,321,543,145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
