Daniel E. Kaiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Kaiser, who also goes by Daniel Edward Kaiser, Daniel Kaiser, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2021 - December 31, 2024
INTE SECURITIES LLC
August 30, 2021 - November 16, 2021
INTE SECURITIES LLC
August 2, 2018 - March 20, 2020
DEUTSCHE BANK SECURITIES INC.
May 16, 2017 - March 20, 2020
DEUTSCHE BANK SECURITIES INC.
September 25, 2000 - February 11, 2004
J.P. MORGAN SECURITIES LLC
May 14, 1998 - August 28, 2000
BANC OF AMERICA SECURITIES LLC
March 23, 1998 - May 1, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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