LM
Lisa J. Mccue
CETERA INVESTMENT ADVISERS LLC
Milton, WI 53563
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CRD#: 3005733
LM
Professional summary
Lisa Jean Mccue is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milton, Wisconsin and CETERA INVESTMENT SERVICES LLC located in Milton, Wisconsin.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PERSONAL BANKING OFFICER, FIRST COMMUNITY BANK, PROVIDING SERVICES TO BANK CLIENTS IN NEED OF DEPOSIT SERVICES, MANAGES ANOTHER PERSONAL BANKER AND RECEPTIONIST, RECEIVES SALARY FOR BANK ROLE, NO PLACING/RECOMMENDING SECURITIES TRANSACTIONS, NO INVESTMENT DECISIONS MADE.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Jean Mccue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 202 Merchant Row, Milton, WI 53563RIA
CRD#: 105644
Milton, WI
Current
May 18, 2011 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 202 Merchant Row, Milton, WI 53563BD
CRD#: 15340
Milton, WI
Past
August 31, 1999 - May 12, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 11, 1998 - February 19, 1999
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2025)
RR
Arkansas(9/1/2020)
RR
Colorado(8/1/2019)
RR
Florida(3/14/2012)
RR
Idaho(7/1/2025)
RR
Illinois(7/29/2011)
RR
Indiana(8/9/2011)
RR
Texas(1/11/2021)
IAR
Texas(4/22/2022)
RR
Wisconsin(7/5/2011)
IAR
Wisconsin(2/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Milton, WI 53563TRUST BUT VERIFY
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