Paul A. Caylor
KESTRA ADVISORY SERVICES | Founder & Chief Financial Strategist
Huntsville, AL
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CRD#: 3005714
Professional summary
Paul Andrew Caylor, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Huntsville, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Huntsville, Alabama.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Debt Management
Budgeting
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
401(k)/403(b)/IRAs
Annuities
Charitable & Planned Giving
Career Change
Asset Allocation
Estate Planning
Investment Management
Government & Military
Mutual Funds
Getting Married
Identity Theft
Job Loss
Insurance
Life Planning
Retirement
Stocks & Bonds
Long-term Care
Starting a Family
Medical & Health Issues
Sudden Wealth
Men's Finances
Personal Taxes
Women's Finances
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SW Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/19/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial planning, investment advisory services wealth management Business Name: PRUDENT WEALTH, LLC POSITION: Owner NATURE: operating entity to run future payroll and business expenses through INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2024 ADDRESS: 15036 Lakeside TRL SW, Huntsville AL 35803, United States DESCRIPTION: This is just the operating entity to run future payroll and business expenses through. If there would be any future contracts, this entity would be the one signing. Business Name: CAYLOR AND ASSOCIATES, LLC POSITION: member NATURE: LLC for expenses and payroll INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/16/2019 ADDRESS: 15036 Lakeside TRL SW, Huntsville AL 35803, United States DESCRIPTION: control llc expenses Business Name: PRUDENT WEALTH POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 05/01/2024 ADDRESS: 15036 Lakeside TRL SW, Huntsville AL 35803, United States DESCRIPTION: Financial planning wealth management
CRS (Client Relationship Summary) - RIA
Click below to view Paul Andrew Caylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
August 19, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Huntsville, AL
Current
August 19, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Huntsville, AL
Past
April 22, 2004 - August 21, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
FORT COLLINS, CO
Past
September 8, 1998 - August 21, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
FORT COLLINS, CO
Past
March 11, 1998 - July 28, 1998
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2022)
IAR
Alabama(4/28/2023)
RR
California(5/2/2022)
RR
Colorado(8/19/2020)
RR
Montana(8/19/2020)
RR
Wisconsin(8/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
Founder & Chief Financial StrategistCRD#: 283330Huntsville, ALTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
