William T. Cassese
Professional summary
William Thomas Cassese is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 8 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Thomas Cassese's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2021 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105January 17, 2019 - October 8, 2021
A.G.P. / ALLIANCE GLOBAL PARTNERS
February 8, 2016 - February 5, 2019
AEGIS CAPITAL CORP.
May 15, 2012 - February 2, 2016
HAPOALIM SECURITIES USA, INC.
June 1, 2011 - June 25, 2012
WSA FIXED INCOME, LLC
June 28, 2006 - June 1, 2011
WALL STREET ACCESS
October 18, 2005 - June 29, 2006
INTL FCSTONE CREDIT TRADING LLC
March 8, 2004 - October 21, 2005
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2022)
(3/15/2022)
(10/19/2021)
(3/15/2022)
(3/15/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
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