MW
Matthew J. Wenzinger
CETERA INVESTMENT ADVISERS LLC
PORT CLINTON, OH 43452
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CRD#: 3005258
MW
Professional summary
Matthew James Wenzinger, who also goes by Matt Wenzinger, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Port Clinton, Ohio and CETERA WEALTH SERVICES, LLC located in Port Clinton, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Wenzinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) WENZINGER FINANCIAL SERVICES; Investment Related; 130 Jefferson Street, Port Clinton, OH 43452; Financial and Insurance Services; Owner/Producer; Start date: 09/1998; 30 hours per month with all of those 30 hours occurring during trading hours; Offering life, fixed annuity, and other insurance products and services. >> WENZINGER FINANCIAL PLANNING; Investment related; 130 Jefferson Street, Port Clinton, OH 43452; Financial and Investment Services; Financial Planner; Start Date 09/1998 as a research analyst for my CFP father; then, 02/2003 as a financial planner; 20 hours per month with all of those 20 hours occurring during trading hours; Financial planning services. >> TRUSTEE; Non-Investment Related; Sandusky, OH; Trust; Trustee; Start Date 02/2020; 1 hour per month; Serve, along with my siblings, as trustee of my parent's trust with the possibility of servicing in the future as POA (Power of Attorney). I/we make sure that the tax filings of the trust are made annually.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Wenzinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 Jefferson Street, Port Clinton, OH 43452RIA
CRD#: 105644
PORT CLINTON, OH
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Jefferson Street, Port Clinton, OH 43452BD
CRD#: 13572
Port Clinton, OH
Past
February 27, 2003 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Port Clinton, OH
Past
March 26, 1998 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Port Clinton, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Florida(2/20/2025)
RR
Hawaii(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Missouri(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
IAR
Ohio(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Vermont(2/20/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
