Alan D. Beugg

KOVITZ INVESTMENT GROUP PARTNERS

Cincinnati, OH 45236

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CRD#: 3004268

Professional summary

Alan Dixon Beugg, who also goes by Alan Dixon Vollmer, is a registered financial advisor currently at KOVITZ INVESTMENT GROUP PARTNERS, LLC located in Cincinnati, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Fort Collins, Colorado.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Alan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Dixon Vollmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kovitz Investment Group Partners dba IFAM Capital. Investment Related. At Registered Location. RIA. Senior Wealth Advisor. Start Date: 07/01/2024. 200 hrs/ month; 160 hrs/ month during trading hours. Provide investment advice to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Dixon Beugg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

KOVITZ INVESTMENT GROUP PARTNERS, LLC

Office #1: 7875 Montgomery Road Unit 42, Cincinnati, OH 45236

RIA

CRD#: 282241

Cincinnati, OH

Current

January 22, 2014 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2133 S. Timberline Road Suite 120, Fort Collins, CO 80525

CRD#: 35747

FORT COLLINS, CO

Past

July 1, 2024 - December 31, 2024

KOVITZ INVESTMENT GROUP PARTNERS, LLC

RIA

CRD#: 282241

Cincinnati, OH

Past

April 15, 2015 - July 3, 2024

IFAM CAPITAL

RIA

CRD#: 175084

DENVER, CO

Past

January 29, 2014 - March 24, 2015

IFM CAPITAL ADVISORS, LLC

RIA

CRD#: 169587

GREENWOOD VILLAGE, CO

Past

October 19, 2007 - January 29, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

October 19, 2007 - January 29, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

February 22, 2001 - October 29, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

November 2, 1999 - October 29, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Past

February 26, 1998 - September 10, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOVITZ INVESTMENT GROUP PARTNERS, LLC

CRD#: 282241 / SEC#: 801-107054

RIA

Registered Investment Advisory firm - (12/24/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/22/2014)

California
(1/22/2014)

Colorado
(1/22/2014)

IAR

Colorado
(1/8/2025)

Florida
(1/22/2014)

Georgia
(1/22/2014)

Iowa
(11/1/2021)

Kentucky
(3/6/2025)

Louisiana
(10/25/2021)

North Carolina
(1/22/2014)

IAR

Ohio
(1/31/2025)

South Dakota
(1/22/2014)

Utah
(2/4/2014)

Virginia
(1/23/2014)

Washington
(3/5/2025)

Wisconsin
(10/28/2021)

Wyoming
(1/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KOVITZ INVESTMENT GROUP PARTNERS, LLC

CRD#: 282241 / SEC#: 801-107054

RIA

Registered Investment Advisory firm - (12/24/2015 Approved)

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Contact information

Main Address

10 S Wacker Drive Suite 2600, Chicago, IL 60606

Mailing Address

Phone number

(312) 334-7300

Established

Firm type

Fiscal year end

# of Employees

372

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KOVITZ FORM ADV PART 2A - AUGUST 2025 (11/10/2025)

KOVITZ_NORTHCOAST DBA FORM ADV PART 2A (11/10/2025)

KOVITZ WEATHERSTONE DBA DISCLOSURE BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	38,915
AUM (Assets Under Management)	$ 31,731,798,984

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
08/15/2024	Cover Page	Report
07/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alan D. Beugg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Dixon Beugg's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

KOVITZ INVESTMENT GROUP PARTNERS, LLC

IFAM CAPITAL

IFM CAPITAL ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

KOVITZ INVESTMENT GROUP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1998

FINRA

Current Firm

KOVITZ INVESTMENT GROUP PARTNERS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KOVITZ INVESTMENT GROUP PARTNERS, LLC

TRUST BUT VERIFY

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