Alexis M. Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexis Marie Fernandez, who also goes by Alexis M Fernandez-brewer, Alexis Marie Fernandez-brewer, was a registered financial professional .
Alexis is a previously registered financial professional and started their career in finance in 2003. Alexis had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2006 - December 14, 2017
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
October 16, 2006 - December 14, 2017
UBS FINANCIAL SERVICES INC.
February 4, 2004 - October 17, 2006
R-G INVESTMENTS CORPORATION
August 18, 2003 - January 14, 2004
SANTANDER SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
