Robert B. Heitzman

F L PUTNAM INVESTMENT MANAGEMENT CO.

ROCKVILLE, MD

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CRD#: 3003585

Professional summary

Robert Brandt Heitzman, CFP® is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Rockville, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brandt Heitzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 11, 2023 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

RIA

CRD#: 106223

ROCKVILLE, MD

Past

November 4, 2014 - April 10, 2023

SVB WEALTH

RIA

CRD#: 172832

ROCKVILLE, MD

Past

October 16, 2013 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

ROCKVILLE, MD

Past

October 22, 2003 - December 24, 2013

RUSHMORE INVESTMENT ADVISORS INC

RIA

CRD#: 110292

PLANO, TX

Past

May 31, 2002 - December 31, 2003

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

October 17, 2001 - March 13, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 3, 2000 - October 3, 2001

MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723

DALLAS, TX

Past

March 25, 1998 - April 11, 2000

MAY FINANCIAL CORPORATION

CRD#: 3927

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/11/2023)

IAR

Texas
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/24/1998

General Securities Representative Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

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Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Heitzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brandt Heitzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

BANYAN PARTNERS, LLC

RUSHMORE INVESTMENT ADVISORS INC

WFG INVESTMENTS, INC.

MORGAN STANLEY DW INC.

MAPLEWOOD INVESTMENTS, INC.

MAY FINANCIAL CORPORATION

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/26/1998

Series 7

Date: 3/24/1998

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

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