Mark N. Henry

VIRTUE WEALTH COUNSEL

Tyler, TX 75703

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CRD#: 3003511

Professional summary

Mark N Henry is a registered financial advisor currently at VIRTUE WEALTH COUNSEL, LLC located in Tyler, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARK HENRY d/b/a Stewardship Planned Giving - Position: President; Date of Employment: 3/2011; Hours: up to 30 hours per week as needed. Address: 6713 Old Jacksonville Hwy, Tyler, Texas 75703 - Description: Not investment related. Provide stewardship based charitable gift planning services to Christian churches. Mark Henry d/b/a Thunderhorse Ranch located at 2351 Mirabeau Drive, Tyler, TX 75763. 100% owner. Not investment related; in the business of real estate rental. Date of employment 6/1/2020; work 2 hours per month. Estimated compensation of 20% gross annual income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark N Henry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2019 - Present

VIRTUE WEALTH COUNSEL, LLC

Office #1: 6713 Old Jacksonville Hwy, Tyler, TX 75703

RIA

CRD#: 298592

Tyler, TX

Past

April 10, 2013 - June 14, 2019

STEWARDSHIP ADVISORY GROUP, LLC

RIA

CRD#: 165710

Tyler, TX

Past

April 8, 2011 - December 31, 2014

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

TYLER, TX

Past

March 2, 2011 - June 18, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

TYLER, TX

Past

September 29, 2006 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SCOTTSDALE, AZ

Past

September 29, 2006 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

SCOTTSDALE, AZ

Past

October 15, 1998 - September 29, 2006

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

PITTSBURGH, PA

Past

October 5, 1998 - September 29, 2006

G. A. REPPLE & COMPANY

CRD#: 17486

PITTSBURGH, PA

Past

March 20, 1998 - October 16, 1998

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/29/2023)

IAR

Texas
(6/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2001

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 4/13/2000

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 3/18/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VIRTUE WEALTH COUNSEL, LLC

CRD#: 298592 / SEC#:

Arizona

Registered Investment Advisory firm - (11/29/2023 Approved)

Indiana

Registered Investment Advisory firm - (3/31/2023 Terminated)

Iowa

Registered Investment Advisory firm - (4/16/2021 Approved)

Nebraska

Registered Investment Advisory firm - (9/14/2018 Approved)

Texas

Registered Investment Advisory firm - (2/12/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16924 Frances Street Suite 206, Omaha, NE 68130

Mailing Address

Phone number

(402) 676-2477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 23,753,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark N. Henry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark N Henry's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARDSHIP ADVISORY GROUP, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2006

Series 63

Date: 3/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/16/2001

Series 62

Date: 4/13/2000

Series 6

Date: 3/18/1998

Current Firm

VIRTUE WEALTH COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUE WEALTH COUNSEL, LLC

TRUST BUT VERIFY

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