CM
Christopher M. Moran
SAVVI FINANCIAL LLC
Waltham, MA 02452-8422
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CRD#: 3003405
CM
Professional summary
Christopher Michael Moran is a registered financial advisor currently at SAVVI FINANCIAL LLC located in Waltham, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2013 - Present
SAVVI FINANCIAL LLC
Office #1: 465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422RIA
CRD#: 169196
Waltham, MA
Past
December 6, 2011 - December 31, 2019
ALPHA DYNAMICS LLC
RIA
CRD#: 157382
WALTHAM, MA
Past
August 10, 2011 - December 2, 2011
ALPHA DYNAMICS LLC
RIA
CRD#: 157382
CAMBRIDGE, MA
Past
January 2, 2009 - July 8, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
December 19, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
July 16, 2007 - November 1, 2007
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
August 30, 2002 - November 1, 2007
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
May 20, 1998 - June 9, 1999
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SAVVI FINANCIAL LLC
DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC
CRD#: 169196 / SEC#: 801-78753
RIA
Registered Investment Advisory firm - (11/4/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/2/2019)
IAR
Alaska(11/14/2019)
IAR
Arizona(8/26/2019)
IAR
Arkansas(8/5/2019)
IAR
California(9/18/2018)
IAR
Colorado(6/19/2019)
IAR
Connecticut(7/2/2019)
IAR
Delaware(5/14/2020)
IAR
District of Columbia(2/3/2021)
IAR
Florida(5/31/2019)
IAR
Georgia(5/7/2020)
IAR
Hawaii(1/14/2021)
IAR
Idaho(11/5/2019)
IAR
Illinois(10/23/2018)
IAR
Indiana(12/14/2020)
IAR
Iowa(10/1/2019)
IAR
Kansas(8/28/2019)
IAR
Kentucky(7/15/2019)
IAR
Louisiana(12/12/2018)
IAR
Maine(12/5/2019)
IAR
Maryland(12/14/2020)
IAR
Massachusetts(11/12/2013)
IAR
Michigan(7/16/2019)
IAR
Minnesota(12/14/2020)
IAR
Mississippi(11/7/2019)
IAR
Missouri(9/19/2018)
IAR
Montana(9/28/2020)
IAR
Nebraska(8/21/2019)
IAR
Nevada(10/7/2019)
IAR
New Hampshire(1/17/2019)
IAR
New Jersey(7/30/2019)
IAR
New Mexico(2/23/2021)
IAR
New York(12/8/2021)
IAR
North Carolina(9/18/2018)
IAR
North Dakota(1/16/2020)
IAR
Ohio(6/5/2019)
IAR
Oklahoma(8/8/2019)
IAR
Oregon(6/5/2019)
IAR
Pennsylvania(6/13/2019)
IAR
Rhode Island(2/23/2021)
IAR
South Carolina(6/7/2019)
IAR
South Dakota(3/5/2021)
IAR
Texas(12/11/2018)
IAR
Utah(12/14/2020)
IAR
Vermont(2/23/2021)
IAR
Virginia(6/5/2019)
IAR
Washington(6/5/2019)
IAR
West Virginia(11/27/2019)
IAR
Wisconsin(5/17/2019)
IAR
Wyoming(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
SAVVI FINANCIAL LLC
DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC
CRD#: 169196 / SEC#: 801-78753
RIA
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Contact information
Main Address
465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422
Mailing Address
Phone number
(781) 583-7011
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 35,947,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAVVI FINANCIAL LLC
CRD#: 169196Waltham, MA 02452-8422TRUST BUT VERIFY
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