Jaynthi K. Gandhi
Professional summary
Jaynthi Karpagam Gandhi, who also goes by Jaynthi Karpagam Gandhi, Jayanthi Karpagam Gandhi, Jaynthi K Gandhi, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in New York, New York.
Jaynthi is registered as a RR (Registered Representative) and started their career in finance in 1998. Jaynthi has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaynthi Karpagam Gandhi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2021 - Present
PIMCO INVESTMENTS LLC
Office #1: 1633 Broadway 45th Floor, New York, NY 10019December 16, 2019 - October 1, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 21, 2018 - November 22, 2019
NUVEEN SECURITIES, LLC
July 31, 2014 - May 26, 2017
BNY MELLON SECURITIES CORPORATION
February 14, 2011 - July 18, 2014
PIMCO INVESTMENTS LLC
January 7, 2011 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 1, 2005 - December 20, 2010
FRANKLIN DISTRIBUTORS, LLC
December 13, 2002 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
April 7, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 7, 1998 - May 25, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2021)
(9/23/2021)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
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