Antonio J. Dos Santos
Professional summary
Antonio J Dos Santos, who also goes by Antonio Donsantos, Antonio Jose Dos Santos, Antonio Dos Santos, Tony Dos Santos, Antonio Jose Dossantos, Tony Dossantos, Tony Santos, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island and NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Antonio is registered as a RR (Registered Representative) and started their career in finance in 1998. Antonio has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antonio J Dos Santos's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2016 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 900 Salem Street, Smithfield, RI 02917November 9, 2020 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917June 29, 2016 - December 31, 2019
FIDELITY DISTRIBUTORS CORPORATION
July 23, 2009 - May 12, 2016
PYRAMIS DISTRIBUTORS CORPORATION LLC
February 11, 2004 - June 12, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
April 24, 1998 - April 16, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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