Samuel L. Degraffenried

HURST & DEGRAFFENRIED WEALTH MANAGEMENT

Milford, NH

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CRD#: 3003110

Professional summary

Samuel Lee Degraffenried, CFP® is a registered financial advisor currently at HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC located in Milford, New Hampshire.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Samuel has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS SAVINGS CONSULTANTS, I WILL CONSULT WITH COMPANIES ON HOW TO REDUCE THEIR EXPENSES AND INCREASE EFFICIENCY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lee Degraffenried's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 5, 2010 - Present

HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC

RIA

CRD#: 152563

Milford, NH

Past

April 11, 2008 - December 31, 2009

TRIAD ADVISORS LLC

RIA

CRD#: 25803

MANCHESTER, NH

Past

April 11, 2008 - December 31, 2009

TRIAD ADVISORS LLC

CRD#: 25803

MANCHESTER, NH

Past

February 8, 2006 - April 3, 2008

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

March 10, 1998 - April 3, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/5/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1998

General Securities Representative Examination

Current Firm

HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC

CRD#: 152563 / SEC#:

New Hampshire

Registered Investment Advisory firm - (3/5/2010 Approved)

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Contact information

Main Address

Milford, NH

Mailing Address

Phone number

(603) 732-3233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 7,497,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel L. Degraffenried

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lee Degraffenried's CRS (Customer Relationship Summary).

Certified licenses

Experience

HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2006

Series 63

Date: 3/17/1998

Series 7

Date: 3/6/1998

Current Firm

HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HURST & DEGRAFFENRIED WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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