MK
Michael P. Kushch
OSAIC INSTITUTIONS
Ridgewood, NY 11385
Some features on this profile are disabled
CRD#: 3002618
MK
Professional summary
Michael Patrick Kushch is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Ridgewood, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Kushch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Kushch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2020 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 71-02 Forest Avenue, Ridgewood, NY 11385Office #2: 711 Allerton Avenue, Bronx, NY 10467Office #3: 1770 E. Gun Hill Rd., Bronx, NY 10469Office #4: 1134 Morris Park Avenue, Bronx, NY 11360Office #5: 1646 First Avenue, New York, NY 10028RIA
BD
CRD#: 35371
Ridgewood, NY
Current
September 21, 2020 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 71-02 Forest Avenue, Ridgewood, NY 11385Office #2: 711 Allerton Avenue, Bronx, NY 10467Office #3: 1770 E. Gun Hill Rd., Bronx, NY 10469Office #4: 1134 Morris Park Avenue, Bronx, NY 11360Office #5: 1646 First Avenue, New York, NY 10028RIA
BD
CRD#: 35371
Ridgewood, NY
Past
February 12, 2016 - June 5, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BROOKLYN, NY
Past
December 16, 2015 - June 5, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BROOKLYN, NY
Past
August 28, 2014 - November 25, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BROOKLYN, NY
Past
March 17, 2008 - November 20, 2008
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
JERICHO, NY
Past
January 9, 2008 - November 20, 2008
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
JERICHO, NY
Past
December 21, 2005 - October 31, 2006
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
NEW YORK, NY
Past
October 22, 2001 - August 8, 2005
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
April 11, 2001 - November 8, 2001
SPENCER CLARKE LLC
BD
CRD#: 41316
NORTH MIAMI, FL
Past
January 3, 2001 - April 24, 2001
SOLID ISG CAPITAL MARKETS, LLC
BD
CRD#: 39375
NEW YORK, NY
Past
February 26, 1998 - January 2, 2001
DALTON KENT SECURITIES GROUP, INC.
BD
CRD#: 38813
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(11/7/2022)
RR
Florida(7/11/2022)
IAR
New Jersey(9/21/2020)
RR
New Jersey(9/22/2020)
RR
New York(9/22/2020)
IAR
New York(7/14/2021)
RR
Pennsylvania(11/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
