Jane F. Helm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Fitzpatrick Helm, who also goes by Jane Fitzpatrick, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 2002. Jane had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2016 - May 12, 2016
GROVE POINT INVESTMENTS, LLC
December 7, 2009 - September 25, 2015
COMMONWEALTH FINANCIAL NETWORK
September 2, 2008 - November 23, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
November 15, 2007 - August 8, 2008
INVEST FINANCIAL CORPORATION
January 27, 2006 - November 14, 2007
FSC SECURITIES CORPORATION
July 1, 2002 - January 30, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
April 11, 2002 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
