Steven S. Yoon
Professional summary
Steven Seung-won Yoon, who also goes by Steven Seung Won Yoon, Steven Seungwon Yoon, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Willoughby, Ohio.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Seung-won Yoon's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2018 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 4145 Erie St Ste 202, Willoughby, OH 44094November 10, 2015 - December 22, 2017
TRANSAMERICA CAPITAL, LLC
November 4, 1998 - November 24, 2015
CALVERT INVESTMENT DISTRIBUTORS, INC.
February 23, 1998 - October 26, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2018)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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