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MA

Mark J. Albus

IRC SECURITIES LLC
New York, NY 10170
Some features on this profile are disabled
CRD#: 3000870
MA

Professional summary

Mark Joseph Albus is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 9 firms and has passed the Series 66, Series 63, Series 65, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Joseph Albus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 7, 2017 - Present

IRC SECURITIES LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170
BD
CRD#: 150022
New York, NY
Past

April 6, 2010 - March 1, 2017

HEIGHT CAPITAL MARKETS

BD
CRD#: 150659
WASHINGTON, DC
Past

February 11, 2010 - May 11, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
WASHINGTON, DC
Past

November 30, 2009 - May 3, 2017

HEIGHT ANALYTICS, LLC

RIA
CRD#: 149162
WASHINGTON, DC
Past

July 15, 2009 - May 26, 2010

IRC SECURITIES LLC

BD
CRD#: 150022
WASHINGTON, DC
Past

March 26, 2009 - July 15, 2009

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY
Past

November 4, 2005 - April 7, 2009

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

May 25, 2001 - June 14, 2001

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

April 3, 2000 - April 25, 2001

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

May 18, 1998 - March 30, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(3/7/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/12/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/8/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/14/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/11/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/3/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/2/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

IS
IRC SECURITIES LLC
INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: , 8-68208

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
420 Lexington Avenue Suite 300, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 300, New York, NY 10170
Phone number
(646) 355-0940
Established
Delaware since 06/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INVESTMENT RESEARCH CONSORTIUM100% OWNER
COOPER, NANCY JOANFINANCIAL OPERATIONS PRINCIPAL4029120
O'DAY, BRIAN THOMASCEO/PRESIDENT/CCO1331173

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRC SECURITIES LLC

CRD#: 150022New York, NY 10170

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