SB
Steven A. Bencivenga
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
RED BANK, NJ 07701
Some features on this profile are disabled
CRD#: 3000161
SB
Professional summary
Steven Anthony Bencivenga JR, who also goes by Steve Bencivenga, Steven Bencivenga Jr, Steven Bencivenga, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Red Bank, New Jersey and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Bencivenga | Steven Bencivenga Jr | Steven Bencivenga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SMSA ENTERPRISES, INC.
265 SUNRISE HWY,ROCKVILLE CENTER, NY
OWNER
NON INVESTMENT RELATED
PAYING EXPENSES, TAX PLANNING
5 HOURS PER MONTH, 0 DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Steven Anthony Bencivenga JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2023 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701RIA
CRD#: 157714
RED BANK, NJ
Current
July 14, 2023 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701BD
CRD#: 40077
Red Bank, NJ
Past
January 28, 2020 - July 27, 2023
LAIDLAW WEALTH MANAGEMENT LLC
RIA
CRD#: 150040
NEW YORK, NY
Past
November 21, 2013 - July 27, 2023
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
NEW YORK, NY
Past
September 17, 2013 - November 21, 2013
CLARK DODGE & CO., INC.
BD
CRD#: 23288
NEW YORK, NY
Past
June 29, 2000 - September 17, 2013
WINDSOR STREET CAPITAL, LP
BD
CRD#: 34171
NEW YORK, NY
Past
January 12, 1999 - June 15, 2000
BELL INVESTMENT GROUP, INC.
BD
CRD#: 44749
NEW YORK, NY
Past
May 14, 1998 - December 2, 1998
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
February 9, 1998 - May 1, 1998
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/14/2023)
RR
California(7/14/2023)
RR
Colorado(8/11/2023)
RR
Connecticut(7/27/2023)
RR
Florida(7/14/2023)
RR
Georgia(7/19/2023)
RR
Illinois(8/25/2023)
RR
Indiana(10/5/2023)
RR
Iowa(9/11/2023)
RR
Kansas(7/14/2023)
RR
Louisiana(8/11/2023)
RR
Maryland(7/21/2023)
RR
Massachusetts(7/17/2023)
RR
Michigan(7/14/2023)
RR
Minnesota(8/11/2023)
RR
Nebraska(7/14/2023)
RR
New Jersey(7/28/2023)
RR
New York(7/14/2023)
RR
North Carolina(8/3/2023)
RR
North Dakota(7/14/2023)
RR
Ohio(7/14/2023)
RR
Oklahoma(7/17/2023)
RR
Pennsylvania(8/16/2023)
RR
Tennessee(7/28/2023)
RR
Texas(7/14/2023)
IAR
Texas(7/21/2023)
RR
Vermont(7/14/2023)
RR
Washington(8/11/2023)
RR
West Virginia(7/14/2023)
RR
Wisconsin(7/14/2023)
RR
Wyoming(7/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
