BH
Bruce L. Holiman
STATE FARM INVESTMENT MANAGEMENT
Lees Summit, MO 64063
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CRD#: 2999923
BH
Professional summary
Bruce Lynn Holiman is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lees Summit, Missouri and STATE FARM VP MANAGEMENT CORP. located in Lees Summit, Missouri.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Bruce has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bruce Holiman's Insurance Agency; Insurance Agency; Investment-related; 319 SE Douglas St Unit 317 Lees Summit, MO 64063-2739; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/1996; 80; 80; Service customers and supervise employees 2) Lee's Summit Beautification Commission; Non-Investment-Related; 220 SE Green St, Lee's Summit, MO 64063; Public Service; Director/Chairman; 09/25/2020; 5; 0; Organize volunteer group. 3) Ralph Holiman Insurance Agency, INC; investment-related; 340 SW Longview Blvd., Lees Summit, MO 64081; Membership/Civic/Fraternal Organization; Board Member; President; 1/1/2013; 3; 0; initiate or direct trade activity, vote on trade activity, vote on investing in CDs/MM accounts, provide financial advice. 4) Vogue Condominiums, Inc.; Non-investment-related; 319 SE Douglas, Unit 317, Lee Summit, MO 64063; Association/Committee/Council; Board Member; Board Member; 7/26/2017; 5; 0; voting decision maker on all operational activities. 5) Team Holiman; Investment-related; 2348 SW Waterfall Dr., Lees Summit, MO 64081; Investment or Commercial Property; Owner; Owner; 10/15/2016; 8; 0; own commercial property renting to agents and tenants, review bank statements, make deposits, pay bills/co-signor on account. 6) Bruce and Suz LLC; investment-related; 25 SE 3rd Street Lees Summit, Mo. 64063; Investment or Commercial Property; Board Member; None; 09/16/2025; 2;0; LLC member with spouse to own a commercial investment property
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Lynn Holiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 317 Se Douglas St, Lees Summit, MO 64063RIA
CRD#: 3487
Lees Summit, MO
Current
March 20, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 319 Se Douglas St Unit 317, Lees Summit, MO 64063-2739BD
CRD#: 43036
Lees Summit, MO
Past
June 6, 2012 - April 24, 2014
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
LEES SUMMIT, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(1/2/2001)
IAR
Kansas(10/24/2018)
RR
Missouri(1/2/2001)
IAR
Missouri(10/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
