Gary J. Mccartan
Professional summary
Gary John Mccartan, who also goes by Gary John Mccartan II, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1998. Gary has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary John Mccartan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2014 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626January 16, 2015 - July 6, 2015
GLOBAL HUNTER SECURITIES, LLC
January 16, 2013 - December 11, 2017
GHS TRADING LLC
March 23, 2011 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
November 18, 2005 - March 1, 2011
LIGHTSPEED TRADING, LLC
June 20, 2003 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
June 19, 1998 - November 18, 1999
SOUTHCOAST INVESTMENT GROUP, INC.
June 19, 1998 - June 19, 2003
PROTRADER SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(9/29/2014)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(9/29/2014)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(9/29/2014)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
(5/10/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/10/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
