Timothy E. Hatfield

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 2999209

Professional summary

Timothy Edward Hatfield, who also goes by Tim Hatfield, Timothy Edward Hatfield, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Hatfield | Timothy Edward Hatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Edward Hatfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

April 10, 2023 - June 12, 2024

ATHENE SECURITIES, LLC

CRD#: 36867

WEST DES MOINES, IA

Past

March 21, 2015 - June 11, 2024

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

IRVINE, CA

Past

November 2, 2011 - April 1, 2015

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

March 27, 2007 - February 2, 2011

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

October 4, 2002 - March 19, 2007

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

August 19, 1999 - October 4, 2002

AFD, INC.

CRD#: 34047

NORTHBROOK, IL

Past

April 1, 1998 - July 16, 1999

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

March 13, 1998 - April 1, 1998

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/16/2025)

Alaska
(1/16/2025)

Arizona
(1/16/2025)

California
(1/16/2025)

Colorado
(1/16/2025)

Connecticut
(1/16/2025)

District of Columbia
(1/16/2025)

Florida
(1/16/2025)

Georgia
(1/16/2025)

Hawaii
(1/16/2025)

Illinois
(8/28/2024)

Indiana
(1/16/2025)

Iowa
(1/16/2025)

Kentucky
(1/16/2025)

Louisiana
(1/16/2025)

Maryland
(1/16/2025)

Massachusetts
(1/16/2025)

Michigan
(1/16/2025)

Minnesota
(1/16/2025)

Missouri
(1/16/2025)

Nebraska
(1/16/2025)

Nevada
(1/16/2025)

New Hampshire
(1/16/2025)

New Jersey
(1/16/2025)

New York
(1/16/2025)

North Carolina
(1/16/2025)

Ohio
(1/17/2025)

Oregon
(1/16/2025)

Pennsylvania
(1/16/2025)

South Carolina
(1/16/2025)

Tennessee
(1/16/2025)

Texas
(1/16/2025)

Utah
(1/16/2025)

Vermont
(1/16/2025)

Virginia
(1/16/2025)

Washington
(1/16/2025)

Wisconsin
(1/16/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/13/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy E. Hatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Edward Hatfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATHENE SECURITIES, LLC

GRIFFIN CAPITAL SECURITIES, LLC

CCO CAPITAL, LLC

EQUITABLE DISTRIBUTORS, LLC

EVERLAKE DISTRIBUTORS, LLC

AFD, INC.

LASALLE FINANCIAL SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/12/1998

Series 26

Date: 3/13/2001

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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