Jeanna L. Stecklein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanna Lynn Stecklein, who also goes by Jeanna Edgington, Jeanna L Edgington, was a registered financial professional .
Jeanna is a previously registered financial professional and started their career in finance in 1998. Jeanna had worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2023 - March 2, 2026
ORION PORTFOLIO SOLUTIONS, LLC
January 31, 2022 - January 6, 2023
ORION PORTFOLIO SOLUTIONS, LLC
January 24, 2022 - March 2, 2026
BRINKER CAPITAL SECURITIES, LLC
February 28, 2017 - November 29, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 28, 2017 - November 29, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 26, 2015 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
December 11, 2014 - August 5, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 8, 2014 - August 5, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 11, 2013 - May 30, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 11, 2013 - May 30, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 5, 2012 - December 21, 2012
NATIONS FINANCIAL GROUP, INC.
August 3, 2011 - December 21, 2012
NATIONS FINANCIAL GROUP, INC.
June 19, 2001 - February 11, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 2, 1998 - October 10, 2001
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203,878 |
| AUM (Assets Under Management) | $ 57,658,151,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 10/21/2024 | ||
| 01/17/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
