Michael A. Gallas
Professional summary
Michael Andrew Gallas is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 9 firms and has passed the Series 99TO, SIE, Series 25, Series 27 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Andrew Gallas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2021 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232April 18, 2018 - October 1, 2019
WOLF A. POPPER, INC.
April 16, 2018 - October 1, 2019
J.H. DARBIE & CO., INC.
December 16, 2011 - March 8, 2012
VIRTU FINANCIAL CAPITAL MARKETS LLC
December 12, 2011 - December 14, 2011
VIRTU FINANCIAL CAPITAL MARKETS LLC
December 8, 2005 - January 19, 2012
COHEN CAPITAL GROUP, LLC
June 9, 2005 - September 15, 2005
VAN DER MOOLEN SPECIALISTS USA, LLC
April 1, 2002 - June 1, 2005
KELLOGG CAPITAL MARKETS, LLC
January 14, 2002 - April 2, 2002
KELLOGG CAPITAL GROUP LLC
October 1, 2000 - November 3, 2000
PHOENIX PARTNERS, L.L.C.
October 1, 2000 - July 24, 2001
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 25
Date: 6/23/2011
NYSE Trading Assistant ExaminationSeries 14A
Date: 12/15/2004
Compliance Official Specialist ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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