Jonathan D. Scott

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CRD#: 2998381

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan David Scott was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1998. Jonathan had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A BOARD MEMBER FOR THE FOLLOWING COMPANIES: PENNSYLVANIA WAREHOUSING & SAFE DEPOSIT CO. (PWSD), FINANCE COMPANY OF PENNSYLVANIA (FCPA). I SERVE AS A BOARD MEMBER OF THESE CLOSELY-HELD COMPANIES. THE PRINCIPAL ACTIVITIES OF BOTH IS THE MANAGEMENT OF AN INVESTMENT PORTFOLIO. I HAVE BEEN A MEMBER OF THE BOARD OF PWSD SINCE 1989 AND FCPA SINCE 1990. I ATTEND APPROXIMATELY 11 ONE HOUSE BOARD MEETING PER YEAR FOR THE FCPA AND 4 ONE HOUSE MEETINGS FOR PWSD. MY RESPONSIBILITES ARE SIMPLY IN AN OVERSIGHT CAPACITY AS A BOARD MEMEBER. BOTH COMPANIES EMPLOY OUTSIDE INVESTMENT MANAGEMENT FIRMS TO MANAGE THE RESPECTIVE PORTFOLIOS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 26, 2023 - July 2, 2024

PATHSTONE

RIA

CRD#: 151736

NEWTOWN SQUARE, PA

Past

March 23, 2004 - September 18, 2023

VERITABLE LP

RIA

CRD#: 130758

NEWTOWN SQUARE, PA

Past

June 16, 2001 - April 2, 2004

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

September 7, 2000 - June 16, 2001

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

March 30, 1998 - October 14, 1999

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

January 12, 1998 - April 9, 1998

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

Current Firm

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

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Contact information

Main Address

10 Sterling Blvd Suite 402, Englewood, NJ 07631

Mailing Address

Phone number

(201) 944-7284

Established

Firm type

Fiscal year end

# of Employees

663

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHSTONE ADV PART 2A (4/3/2025)

Regulatory assets under management

Total Number of Accounts	26,320
AUM (Assets Under Management)	$ 100,444,137,501

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2025	Cover Page	Report
09/27/2024	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan D. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VERITABLE LP

PNC CAPITAL MARKETS LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

PNC CAPITAL MARKETS LLC

Primary Firm SEC Registration

PATHSTONE

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2004

Series 63

Date: 6/24/1998

Series 7

Date: 1/20/1998

Current Firm

PATHSTONE

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATHSTONE

TRUST BUT VERIFY

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