John F. Bocian
Professional summary
John Frank Bocian, who also goes by John Frank Bocian, is a registered financial professional currently at CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Frank Bocian's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2024 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563October 26, 2022 - June 11, 2024
HALO SECURITIES, LLC
January 7, 2020 - October 17, 2022
B. C. ZIEGLER AND COMPANY
June 23, 2010 - January 10, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 6, 2007 - September 20, 2011
ALFS, INC.
November 6, 2007 - November 1, 2012
EVERLAKE DISTRIBUTORS, LLC
May 4, 2007 - October 25, 2007
CORRELL CO. INVESTMENT SERVICES CORP.
December 17, 2002 - May 4, 2007
INVEST FINANCIAL CORPORATION
April 16, 2002 - November 20, 2002
LASALLE FINANCIAL SERVICES, INC.
March 13, 1998 - March 27, 2002
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CALAMOS FINANCIAL SERVICES LLC
CRD#: 19850 / SEC#: , 8-37854
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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