Marilyn D. Millington

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CRD#: 2998059

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marilyn Degennaro Millington, who also goes by Marilyn Degennaro, was a registered financial professional .

Marilyn is a previously registered financial professional and started their career in finance in 1998. Marilyn had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marilyn Degennaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 25, 2007 - December 6, 2022

BERKSHIRE ASSET MANAGEMENT, LLC

RIA

CRD#: 145463

WILKES-BARRE, PA

Past

December 1, 2005 - July 2, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

December 15, 2003 - October 23, 2007

BERKSHIRE ASSET MANAGEMENT, INC.

RIA

CRD#: 109089

WILKES-BARRE, PA

Past

August 19, 2003 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

August 15, 2002 - May 21, 2003

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

March 2, 1999 - November 19, 2001

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

March 4, 1998 - December 21, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKSHIRE ASSET MANAGEMENT, LLC

BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485

RIA

Registered Investment Advisory firm - (7/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/1999

General Securities Principal Examination

Current Firm

BERKSHIRE ASSET MANAGEMENT, LLC

BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485

RIA

Registered Investment Advisory firm - (7/1/2007 Approved)

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Contact information

Main Address

46 Public Square Suite 700, Wilkes-barre, PA 18701-2609

Mailing Address

Phone number

(570) 825-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,467
AUM (Assets Under Management)	$ 2,537,174,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marilyn D. Millington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

BERKSHIRE ASSET MANAGEMENT, INC.

LEGG MASON WOOD WALKER, INCORPORATED

PNC CAPITAL MARKETS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BERKSHIRE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1998

Series 63

Date: 3/4/1998

Series 7

Date: 3/2/1998

Series 24

Date: 7/9/1999

Current Firm

BERKSHIRE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERKSHIRE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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