Calvin W. Mathis
Professional summary
Calvin Walter Mathis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Calvin is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Calvin had worked at 1 firm, which includes FIRST LIBERTY INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1998 - September 17, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
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