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Christian Luciano Eminente

CRD# 2109308·Registered 1991 - 2003
Previously Registered: Being a previously registered professional could mean that Christian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christian Luciano Eminente, who also goes by Chris Emit, was a registered financial advisor. Christian was a previously registered financial professional and started their career in finance 1991 - 2003. Christian had worked at 10 firms and has passed the Series 63, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Emit

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
November 20, 2002 - June 24, 2003
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
May 21, 2002 - September 25, 2002
FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
April 3, 1997 - September 25, 2002
DANALLEN INVESTMENT GROUP INC.·CRD# 38968
BD
Astoria, NY
May 22, 1996 - November 8, 1996
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
December 16, 1994 - August 2, 1995
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
August 23, 1994 - January 4, 1995
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
May 17, 1994 - August 23, 1994
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
October 15, 1993 - May 18, 1994
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
December 9, 1992 - November 9, 1993
REICH & CO., INC.·CRD# 19611
BD
August 11, 1992 - December 10, 1992
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
October 10, 1991 - August 20, 1992

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jun 1991

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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