MM
Michael L. Moravec
WEALTHPLAN PARTNERS
David City, NE 68632
Some features on this profile are disabled
CRD#: 2997871
MM
Professional summary
Michael Lee Moravec, who also goes by Mike Moravec, is a registered financial advisor currently at WEALTHPLAN PARTNERS located in David City, Nebraska and OSAIC WEALTH, INC. located in David City, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Moravec
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Moravec & Associates, CPA PC Position: CPA - Nature: CPA firm providing tax and accounting services - Investment Related: No - Hours: 70 - Securities Trading Hours: 50 - Start Date: 10/2001 - Address: 527 N 4th St, David City, NE, 68632 2) Moravec Farms, LLC Position: Farm Labor - Nature: Farming business - Investment Related: No - Hours: 5 - Securities Trading Hours: 2 - Start Date: 4/2011 - Address: PO Box 230, David City, NE 68632 3) Moravec Financial Advisors, Inc - DBA Position: Advisor - Nature: Life and LTC Insurance and Fixed Annuity Sales - Investment Related: Yes - Hours: 3 - Securities Trading Hours: 2 - Start Date: 10/2001 - Address 527 N 4th St., David City, NE 68632 4) WealthPlan Partners Position: Financial Advisor - Nature: Affiliation with new RIA, WealthPlan Partners - Investment Related: Yes - Hours: 150 - Securities Trading Hours: 100 - Start Date: 12/2016 - Address: 527 N 4th St, David City, NE 68632 5) AQUINAS/ ST. MARY'S CATHOLIC SCHOOL BOARD OF ADVISORS POSITION: advisor NATURE: St. Mary's and Aquinas Catholic Schools asked me to serve on their Advisory Board. This board is advisory only and holds no authoritative powers. It is meant to advise them on overall organizational issues, mainly Education, Student Life, Facilities, Governance, and Finances/ Budgeting. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2017 ADDRESS: 3420 MN Rd, PO Box 149, David City NE 68632 6) NOTARY POSITION: Notary NATURE: Public Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/12/2023 ADDRESS: 527 4th st., David City NE 68632 DESCRIPTION: Public Notary. 7) MORAVEC PROPERTIES LLC POSITION: My wife takes care of most of it. She is the 100% owner of the LLC NATURE: Residential Rental House INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2024 ADDRESS: 4002 N Rd, David City NE 68632 DESCRIPTION: 4 bedroom rental house
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lee Moravec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2020 - Present
WEALTHPLAN PARTNERS
Office #1: 527 4th Street, David City, NE 68632RIA
CRD#: 305026
David City, NE
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 527 North 4th Street, David City, NE 68632RIA
BD
CRD#: 23131
DAVID CITY, NE
Past
January 30, 2017 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
David City, NE
Past
January 20, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DAVID CITY, NE
Past
September 8, 2016 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
DAVID CITY, NE
Past
September 2, 2016 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
DAVID CITY, NE
Past
September 1, 2016 - January 24, 2017
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
DAVID CITY, NE
Past
September 1, 2016 - January 24, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
DAVID CITY, NE
Past
February 18, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
DAVID CITY, NE
Past
February 12, 2002 - February 11, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
0VERLAND PK, KS
Past
January 22, 2002 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
DAVID CITY, NE
Past
February 6, 1998 - January 24, 2002
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(7/30/2024)
RR
Iowa(6/14/2024)
RR
Kansas(6/14/2024)
IAR
Nebraska(1/15/2020)
RR
Nebraska(6/14/2024)
RR
North Carolina(6/14/2024)
RR
South Carolina(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,895 |
| AUM (Assets Under Management) | $ 1,271,554,814 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
